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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-08
  • FL RA
    APPROVED
    Since 2024-07-08

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

1699 Us Hwy 41 Bypass S, Venice, FL 34293 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. St. Petersburg FL 04/2017 11/2018
Viewtrade Securities, Inc. Sarasota FL 09/2020 02/2022
Wells Fargo Advisors Financial Network, Llc Sarasota FL 04/2022 03/2024
Wells Fargo Clearing Services Venice FL 06/2024 Present
Unemployed Sarasota FL 01/2019 08/2020
Unemployed Sarasota FL 01/2016 02/2017
  • 04/2017 → 11/2018
    Signator Investors, Inc.
    St. Petersburg, FL
  • 09/2020 → 02/2022
    Viewtrade Securities, Inc.
    Sarasota, FL
  • 04/2022 → 03/2024
    Wells Fargo Advisors Financial Network, Llc
    Sarasota, FL
  • 06/2024 → Present
    Wells Fargo Clearing Services
    Venice, FL
  • 01/2019 → 08/2020
    Unemployed
    Sarasota, FL
  • 01/2016 → 02/2017
    Unemployed
    Sarasota, FL
Other Businesses

RIVERVIEW HIGH SCHOOL; NOT INV RELATED; SARASOTA, FL; COACH; 08/2025; 40 HOURS PER MONTH; 0 DURING TRADING; PUBLIC HIGH SCHOOL COACH | SARASOTA JUNIORS; NOT INV RELATED;SARASOTA,FL; COACH VOLLEYBALL; ASSISTANT COACH; START DATE: 08/09/2026; 40 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-03
S63 Uniform Securities Agent State Law Examination 2009-03-05
  • S66 Uniform Combined State Law Examination
    2024-07-03
  • S63 Uniform Securities Agent State Law Examination
    2009-03-05
Other Names
  • Heather Baird Johnson
  • Heather Baird Duquette
  • Heather Duquette

View on SEC IAPD

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