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Kristin E Dornbusch

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rancho Santa Fe, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-11-27
CA RA APPROVED 2009-10-23
  • TX RA
    APPROVED
    Since 2009-11-27
  • CA RA
    APPROVED
    Since 2009-10-23

Branch Locations

5951 La Sendita, Rancho Santa Fe, CA 92067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego CA 10/2009 Present
Previous Registrations
  • 2009-02-17 → 2009-10-23
    Banc Of America Investment Services, Inc.
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-13
  • S66 Uniform Combined State Law Examination
    2009-02-13
Other Names
  • Kristin Elizabeth Dornbusch
  • Kristin E Premo
  • Kristin Elizabeth Premo

View on SEC IAPD

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MORGAN STANLEY · RANCHO SANTA FE, CA
MORGAN STANLEY · RANCHO SANTE FE, CA
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AMERIPRISE FINANCIAL SERVICES, LLC · Rancho Santa Fe, CA
DARK HORSE ADVISORS LLC · Rancho Santa Fe, CA
LPL FINANCIAL LLC · RANCHO SANTA FE, CA
EAGLE STRATEGIES LLC · Rancho Santa Fe, CA
U.S. BANCORP ADVISORS, LLC · Rancho Santa Fe, CA

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