William Kyle Hazen

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2015-03-04
IL	RA	APPROVED	2014-11-03

TX RA
APPROVED

Since 2015-03-04
IL RA
APPROVED

Since 2014-11-03

Branch Locations

999 Oakmont Plaza Dr Ste 600, Westmont, IL 60559-1374 • United States

Downers Grove, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Burr Ridge	IL	05/2014	Present

05/2014 → Present

Ameriprise Financial Services, Llc

Burr Ridge, IL

Other Businesses

Outside Employment; Nolan Wealth Management; AFA; P2 practice is Nolan Wealth Management; 999 Oakmont Plaza Dr, Suite 600, Westmont, IL, 60559; Investment-Related; 07/01/2021; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-11-03
S63	Uniform Securities Agent State Law Examination	2011-08-15

S66 Uniform Combined State Law Examination

2014-11-03
S63 Uniform Securities Agent State Law Examination

2011-08-15

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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