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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-06-13 |
| IL | RA | APPROVED | 2009-10-05 |
Branch Locations
999 Oakmont Plaza Dr Ste 600, Westmont, IL 60559-1374 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Downers Grove | IL | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Inc. | Downers Grove | IL | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Burr Ridge | IL | 03/2020 | Present |
Business Ownership; Nolan Wealth Management; Owner; Financial Advice; 999 Oakmont Plaza Dr., Suite 600, , Westmont, IL, 60559; Not Investment-Related; 01/24/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Nolan Wealth Management; Owner; Financial advisor; 999 Oakmont Plaza Dr., Suite 600, , Westmont, IL, 60559; Investment-Related; 01/24/2020; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-16 |
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