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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-07-19 |
Branch Locations
640 Pasquinelli Drive, Westmont, IL 60559 • United States
1151 State St, Lemont, IL 60439 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Oak Park | IL | 03/2014 | 07/2017 |
| Jp Morgan Chase Bank | Oak Park | IL | 08/2005 | 07/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Meadows | IL | 10/2017 | 04/2018 |
| Bank Of America, N.A. | Rolling Meadows | IL | 07/2017 | 10/2017 |
| Fifth Third Bank | Westmont | IL | 05/2018 | Present |
| Fifth Third Securities | Westmont | IL | 07/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-08 |
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