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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-11-15 |
| VA | RA | APPROVED | 2021-11-15 |
| TX | RA | APPROVED | 2020-12-23 |
| CT | RA | APPROVED | 2019-05-06 |
Branch Locations
8 Lowell Rd, West Hartford, CT 06119 • United States
North Granby, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riversource Distributors Inc | Minneapolis | MN | 01/2016 | 04/2019 |
| Ameriprise Financial Services, Inc | West Hartford | CT | 04/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | West Hartford | CT | 03/2020 | Present |
Board of Directors; Hartford Athletic Academy Parent Advisory Boardent; Parent Team Manager; 250 Huyshope Avenue, , Hartford, CT, 06106; Not Investment-Related; 10/31/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Common Sense Holdings, LLC.; Financial Advisor - Aide in providing management and decision making with regard to strategic vision, operational and financial support of the Ameriprise Financial Practice.; ; 57 North Main Street, , West Hartford, CT, 6107; Investment-Related; 01/01/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-17 |
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