Harry Edward Figgie

Current Employers

Greenwich Wealth Management, Llc

45 East Putnam Avenue Suite 128, Greenwich, CT 06830 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-12-03
NY	RA	APPROVED	2021-04-04
CT	RA	APPROVED	2011-10-14

TX RA
APPROVED_RES

Since 2025-12-03
NY RA
APPROVED

Since 2021-04-04
CT RA
APPROVED

Since 2011-10-14

Branch Locations

45 East Putnam Avenue Suite 128, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Private Client Services, Llc	Louisville	KY	11/2015	12/2016
Greenwich Wealth Management	Greenwich	CT	11/2009	Present

11/2015 → 12/2016

Private Client Services, Llc

Louisville, KY
11/2009 → Present

Greenwich Wealth Management

Greenwich, CT

Other Businesses

GREENWICH WEALTH MANAGEMENT, LLC. Investment advisory Firm. 45 EAST PUTNAM AVE. SUITE 128 GREENWICH, CT 06830. DIRECTOR AND OPERATIONS. OCCURRING DURING TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-10-13
S63	Uniform Securities Agent State Law Examination	2010-02-18

S65 Uniform Investment Adviser Law Examination

2011-10-13
S63 Uniform Securities Agent State Law Examination

2010-02-18

View on SEC IAPD

Current Employers

Greenwich Wealth Management, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews