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Ronald Douglas Coltrane Jr

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wilkes Barre, PA

Mountain Top, PA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-19
PA RA APPROVED 2020-08-19
  • TX RA
    APPROVED_RES
    Since 2022-04-19
  • PA RA
    APPROVED
    Since 2020-08-19

Branch Locations

600 Baltimore Dr, Wilkes Barre, PA 18702 • United States

Mountain Top, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Bank Scranton PA 09/2016 08/2020
Pnc Investments Pittsburgh PA 09/2016 12/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Scranton PA 08/2020 Present
Bank Of America N.A. Scranton PA 12/2020 Present
Previous Registrations
  • 2016-09-27 → 2018-12-06
    Pnc Wealth Management Llc
    Scranton, PA
  • 2011-08-30 → 2015-03-13
    Osaic Institutions, Inc.
    Montursville, PA
    Scranton, PA
    Scranton, PA
    Scranton, PA
    East Stroudsburg, PA
    Clarks Summit, PA
    Mount Pocono, PA
    Montoursville, PA
  • 2009-02-11 → 2011-08-17
    Invest Financial Corporation
    Dunmore, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-09
  • S66 Uniform Combined State Law Examination
    2009-02-09
Other Names
  • Ronald Douglas Coltrane

View on SEC IAPD

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Other Investors

Joseph Karcutskie
TRICIA A. ZELINKA
DANIEL GEORGE CHAUMP
ERIN Mae ORAVIC
Ryan J Hinkle
MARY MCEVOY-DOCKERAY
RICHARD JOSEPH HAZZOURI
CANDICE S TOHME

Other Offices

MORGAN STANLEY · WILKES BARRE, PA
WELLS FARGO CLEARING SERVICES, LLC · WILKES BARRE, PA
JACOBI CAPITAL MANAGEMENT, LLC · WILKES BARRE, PA
JANNEY MONTGOMERY SCOTT LLC · Wilkes-Barre, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILKES-BARRE, PA
BANKERS LIFE ADVISORY SERVICES, INC. · Wilkes Barre, PA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · WILKES BARRE, PA
CITIZENS SECURITIES, INC. · WILKES-BARRE, PA

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