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80 Garden Court Suite 230, Monterey, CA 93940 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2010-05-18 |
Branch Locations
80 Garden Court Suite 230, Monterey, CA 93940 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Npb Financial Group, Llc | Watsonville | CA | 09/2009 | 03/2017 |
| Mcfarland Associates | Monterey | CA | 03/2023 | Present |
| Mcfarland Associates | Monterey | CA | 04/2017 | 08/2023 |
| Mcfarland Associates | Monterey | CA | 09/2009 | 04/2017 |
| Mcfarland Associates | Monterey | CA | 08/2023 | Present |
AARON SCHWARTZ not investment-related private residence in Salinas, CA Private flight instruction, private pilot service Flight Instructor, Pilot 1997 0 hours per month 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-06-16 |
| S65 | Uniform Investment Adviser Law Examination | 2009-12-01 |
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