Christopher James Gardner

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → Present
  Stifel, Nicolaus & Company, Incorporated
  St. Louis, MO

Previous Registrations

• 2014-06-27 → 2015-12-04
  Barclays Capital Inc.
  Dallas, TX
• 2010-09-03 → 2012-05-15
  J.P. Morgan Securities Llc
  Dallas, TX
  Dallas, TX
• 2009-01-30 → 2010-06-07
  Ameriprise Financial Services, Llc
  Arlington, TX
• 2008-10-15 → 2009-01-02
  Ameriprise Financial Services, Llc
  Fort Worth, TX

Other Businesses

1. GCISD School Health Advisory Council; 5800 Colleyville Blvd, Colleyville, TX 76034; The GCISD SHAC serves as an advisory council; SHAC Campus Member for Cross Timbers Middle School; Serve as Liaison between the community and school district in ensuring that local community values are reflected in GCISD health education programs; 09/30/2022; 10 hrs/year; During securities trading hours; Not Investment-Related

Exams

• S66 Uniform Combined State Law Examination
  2014-06-27