Thomas Phillip Boggess

Employer firm

First Advisors National, LLC CRD 166212

$506M regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• RETIREMENT PLANNING CONSULTATIONS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1996 → Present
  Law Offices Of T. Phillip Boggess
  Lagrange, IL
• 01/2013 → Present
  Futurity First Ins Group
  Oak Brook, IL
• 01/2013 → 04/2018
  Proequities, Inc
  Oak Brook, IL
• 04/2018 → 12/2024
  Cambridge Investment Research Inc.
  Fairfield, IA
• 04/2018 → 12/2024
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 02/2015 → Present
  Tpb Ventures, Ltd.
  La Grange, IL
• 08/2007 → Present
  Tpb Financial Solutions
  Lagrange, IL
• 12/2024 → Present
  First Advisors National
  Atlanta, GA

Previous Registrations

• 2018-04-02 → 2024-12-19
  Cambridge Investment Research Advisors, Inc.
  Charles, IL
  La Grange, IL
• 2013-01-28 → 2018-04-28
  Concourse Financial Group Securities, Inc.
  Oakbrook, IL
• 2008-10-31 → 2012-12-31
  New England Securities
  Schaumburg, IL
  Chicago, IL
  Schaumburg, IL
  Chicago, IL

Other Businesses

1.SOCIETY FOR FINANCIAL AWARENESS, 106 W CALENDAR AVE #286, LA GRANGE, IL, 2/2015 AS CHAPTER PRESIDENT. INV REL - 4/MO - 2/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. 04/02/18. 3.LAW TPB LLC dba LAW OFFICE OF T. PHILLIP BOGGESS, 106 W CALENDAR AVE, #286. LA GRANGE, IL, 11/11/1996 AS ATTORNEY/PRINCIPAL. NIR - 80 HR/MO - 56/TRADING. 4.TPB VENTURES, LTD, DBA TPB COLLEGE, 106 W CALENDAR AVE #286, LA GRANGE, IL, INV REL, 04/10/2020, 5 HR/MO- 2/TRADING HR. COLLEGE PLANNING CONSULTING 5.TPB VENTURES, LTD, SOLE SHAREHOLDER/CONSULTANT, 106 W CALENDAR AVE #286, LA GRANGE IL, 02/09/2015 NIR, 5 HR/MO- 0/TRADING HR. PROVIDING BUSINESS CONSULTING TO SMALL BUSINESS OWNERS INCLUDING MERCHANT SERVICES, OPERATINS, HR, COSTS, ETC. 6.TPB FINANCIAL SOLUTIONS- FINANCIAL ADVISOR- 229 N CATHERINE AVE, LA GRANGE IL, NIR, 08/09/2007, 120 HR/MO- 64/TRADING HR. INDEPENDENT INSURANCE AGENT THAT SELLS, LIFE, HEALTH, DISABILITY, LONG-TERM CARE AND FIXED ANNUITIES.

Exams

• S66 Uniform Combined State Law Examination
  2008-09-26

Other Names

• Phil Boggess
• T Phillip Boggess
• Thomas P Boggess
• Thomas P Boggess