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Current Employers
Horizon Wealth Management

22 Calendar Court 2Nd Floor, La Grange, IL 60525 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-30
  • CA RA
    APPROVED
    Since 2026-06-30

Branch Locations

1880 Century Park East Ste 1008, Los Angeles, CA 90067 • United States

22 Calendar Court 2Nd Floor, La Grange, IL 60525 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Heymont & Company, Inc. (Self Employed) Los Angeles CA 12/1985 04/2022
Lpl Financial, Llc Los Angeles CA 03/2002 Present
Heymont & Company Inc. Wealth Manangement & Retirement Solutions Los Angeles CA 01/2020 04/2022
Horizon Wealth Management, Llc Los Angeles CA 05/2022 Present
  • 12/1985 → 04/2022
    Heymont & Company, Inc. (Self Employed)
    Los Angeles, CA
  • 03/2002 → Present
    Lpl Financial, Llc
    Los Angeles, CA
  • 01/2020 → 04/2022
    Heymont & Company Inc. Wealth Manangement & Retirement Solutions
    Los Angeles, CA
  • 05/2022 → Present
    Horizon Wealth Management, Llc
    Los Angeles, CA
Previous Registrations
  • 2006-11-06 → 2022-08-05
    The Heymont Group Wealth Management And Retirement Solutions
    Los Angeles, CA
Other Businesses

1. 03/02/2009 - HEYMONT & COMPANY, INC - Investment Related - Non-Variable Insurance - Time Spent 40%. 2. 03/02/2009 - No Business Location(s) - Investment Related - Non-Variable Insurance - Time Spent 50%. 3. 04/18/2022 - Heymont Capital, Inc. - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 05/02/2022 - 0 Hours Per Month/ 0 Hours During Securities Trading. 4. 06/30/2022 - Horizon Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 05/20/2022 - 160 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through Horizon Wealth Management, an independent investment advisor firm. I started this business activity in 05/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-07
S63 Uniform Securities Agent State Law Examination 1995-10-02
  • S65 Uniform Investment Adviser Law Examination
    1999-06-07
  • S63 Uniform Securities Agent State Law Examination
    1995-10-02
Designations

View on SEC IAPD

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