Brian David Schmidt

Current Employers

Employment History

• 02/2010 → Present
  Kestra Investment Services, Llc
  Endwell, NY
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Endwell, NY

Other Businesses

Name: NFP Corporate Services (NY), LLC Inv Rel: Yes Address: 1405 Davis Avenue Endwell NY 13760 NOB: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC POS: Employee Start Date: 4/1/2013 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Wealth Management, Insurance, Benefits Name: NFP Inv Rel: Yes Address: 1405 Davis Avenue Endwell NY 13760 NOB: Consulting POS: Financial Planner and W2 employee of NFP Corporate Services (NY) LLC. Start Date: 1/1/2015 Hours/month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Financial Planner Name: Kestra Advisory Services, LLC Inv Rel: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC POS: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours/ month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: OUR LADY OF SORROWS POS: Trustee NOB: Board position INV REL: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 4 START DATE: 06/01/2023 ADDRESS: 801 Main Street, Vestal NY 13850 DESC: As above. Name: FORTIFY RIGHTS POS: Treasurer, Board of Governance NOB: Board position INV REL: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2023 ADDRESS: PO Box 110, Belfast ME 04915 DESC: Limited to governance and oversight. Support paid staff in quarterly finance reviews and serve as Treasurer to the organization. Name: CATHOLIC SCHOOLS OF BROOME COUNTY POSITION: Chair of the Board of Directors NATURE: Capital Campaign Committee Member INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/01/2024 ADDRESS: 70 Seminary Avenue, Binghamton NY 13905, United States DESCRIPTION: Chair of the Board of Directors and direct liaison to the Diocese of Syracuse and the Corporate Board. Name: CATHOLIC SCHOOLS OF BROOME COUNTY FOUNDATION POSITION: Chair NATURE: Board position INVESTMENT RELATED: Yes # OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/01/2025 ADDRESS: 70 Seminary Avenue, Binghamton NY 13901, United States DESCRIPTION: Facilitate meetings, approve distributions and manage the capital campaign. Name: THE HOYT FOUNDATION POSITION: Director NATURE: Board position INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2026 ADDRESS: 70 Front Street, Binghamton NY 13905, United States DESCRIPTION: Board of Directors.

Exams

• S66 Uniform Combined State Law Examination
  2023-11-17
• S63 Uniform Securities Agent State Law Examination
  2008-09-15

Designations