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Christopher J Ricci

Focus Partners Wealth, LLC

St. Louis, MO

Lincoln, RI

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Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-07-09
RI RA APPROVED 2024-07-01
  • MA RA
    APPROVED
    Since 2024-07-09
  • RI RA
    APPROVED
    Since 2024-07-01

Branch Locations

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

24 Albion Rd Suite 440, Lincoln, RI 02865 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bentley Wealth Advisors Warwick RI 06/2008 04/2018
1St Global Capital Corp. Lincoln RI 02/2009 06/2018
1St Global Advisors, Inc. Lincoln RI 02/2009 06/2018
Briggs Advisory Group, Inc. Lincoln RI 01/2015 12/2017
Briggs Advisory Group, Inc. Lincoln RI 01/2018 12/2023
1St Global Insurance Services, Inc. Lincoln RI 09/2010 06/2018
Buckingham Strategic Wealth, Llc Clayton MO 12/2023 Present
The Colony Group, Llc Boston MA 07/2024 Present
  • 06/2008 → 04/2018
    Bentley Wealth Advisors
    Warwick, RI
  • 02/2009 → 06/2018
    1St Global Capital Corp.
    Lincoln, RI
  • 02/2009 → 06/2018
    1St Global Advisors, Inc.
    Lincoln, RI
  • 01/2015 → 12/2017
    Briggs Advisory Group, Inc.
    Lincoln, RI
  • 01/2018 → 12/2023
    Briggs Advisory Group, Inc.
    Lincoln, RI
  • 09/2010 → 06/2018
    1St Global Insurance Services, Inc.
    Lincoln, RI
  • 12/2023 → Present
    Buckingham Strategic Wealth, Llc
    Clayton, MO
  • 07/2024 → Present
    The Colony Group, Llc
    Boston, MA
Previous Registrations
  • 2023-12-06 → 2024-07-01
    Buckingham Strategic Wealth, Llc
    Lincoln, RI
    St Louis, MO
  • 2018-03-19 → 2023-12-06
    Briggs Advisory Group, Inc.
    Lincoln, RI
  • 2009-02-27 → 2018-06-12
    1St Global Advisors Inc
    Warwick, RI
    Swansea, MA
    Lincoln, RI
    Lincoln, RI
  • 2008-08-26 → 2013-08-29
    Bentley Wealth Advisors, Llc
    Warwick, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-27
S65 Uniform Investment Adviser Law Examination 2008-08-25
  • S66 Uniform Combined State Law Examination
    2009-04-27
  • S65 Uniform Investment Adviser Law Examination
    2008-08-25
Designations

View on SEC IAPD

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