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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-20 |
| VA | RA | APPROVED | 2024-07-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James And Associates, Inc. | Virginia Beach | VA | 10/2011 | 07/2024 |
| Sparc Group Llc/Aeropostale | Norfolk | VA | 11/2023 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Virginia Beach | VA | 07/2024 | Present |
| Regent University | Virginia Beach | VA | 08/2016 | 05/2020 |
(1)Name of Business: SPARC Group LLC/Aeropostale Address: 1600 Premium Outlets Blvd. #109, Norfolk, VA, 23502, United States Activity Type: Part-Time Activity/Employment Position/Title: Other Investment Related: No Start Date: 11/24/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will be assisting my daughter at her place of employment for retail restock and recovery for the holidays. They did not have enough applicants to be fully staffed so I am just helping when needed.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-04 |
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