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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2019-03-05 |
Branch Locations
7 Oak Hill Terrace Suite 214, Scarborough, ME 04074-8996 • United States
Scarborough, ME • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 07/2008 | 02/2019 |
| Ameriprise Financial Services Inc | Scarborough | ME | 03/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Scarborough | ME | 03/2020 | Present |
Business Ownership; Tumbledown Views LLC; Running rental cabins in Northern Maine; Real estate rental and ownership; 4 Marcia St, , Scarbobough, ME, 04074; Investment-Related; 01/08/2021; 1 to 9 hours per month; 0 during trading hours. Board of Directors; BNI Maine; member; 588 Roosevelt Trail, , Windham, ME, 4062; Not Investment-Related; 10/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Scarbrough Buy Local; Member; 560 Route 1, , Scarborough, ME, 04074; Not Investment-Related; 02/27/2025; 1 to 9 hours per month; 1 to 9 during trading hours / Scarborough Community Chamber of Commerce Board; Board Member; 93 Exchange St, , Portland, ME, 04101; Not Investment-Related; 02/16/2026; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-02 |
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