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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-30 |
| AZ | RA | APPROVED | 2019-12-18 |
Branch Locations
5353 N 16Th Street Suite 305, Phoenix, AZ 85016 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 07/2008 | 04/2017 |
| Massmutual Life Insurance Company | Phoenix | AZ | 04/2017 | 12/2019 |
| Mml Investors Services | Phoenix | AZ | 04/2017 | 12/2019 |
| Raymond James Financial Services, Inc. | Phoenix | AZ | 12/2019 | Present |
| Wellessence Llc | Phoenix | AZ | 11/2005 | Present |
| Raymond James Financial Services Advisors, Inc. | Phoenix | AZ | 12/2019 | Present |
| Dap Capital, Llc | Phoenix | AZ | 01/2021 | Present |
(1)Name of Business: Address: 5353 N 16th St, Suite 305, Phoenix, AZ, 85016, United States Activity Type: Non-variable Insurance Position/Title: Broker Investment Related: Yes Start Date: 09/03/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: To educate, plan, and write/implement fixed insurance products. To educate and write Medicare Supplements and Medicare Advantage (2)Name of Business: DAP Capital, LLC Address: 134 E Kaler Dr, Phoenix, AZ, 85020, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/21/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Per CPA Recommendation, this LLC will be taxed as an S-Corp. RJFS Revenue pays to me individually, but is then swept to DAP Capital. Expenses are paid to Heritage Wealth Solutions. Any nominal residual revenue of Heritage Wealth Solutions is split back to respective partner LLC's via K1. (3)Name of Business: Heritage Wealth Solutions, LLC Address: 5353 N 16th St Suite 305, Phoenix, AZ, 85016, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 12/17/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: 1 of 2 partners providing account management, trading, and financial planning.\nThis is our RJFS DBA.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-02 |
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