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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2014-11-13
  • MI RA
    APPROVED
    Since 2014-11-13

Branch Locations

309 Main St, Coopersville, MI 49404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Coopersville MI 10/2014 Present
Previous Registrations
  • 2008-10-17 → 2014-10-23
    Coopersville, MI
    St Louis, MO
Other Businesses

1. 3/12/2015 - MAIN STREET WEALTH MANAGEMENT, LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 04/01/2015 - 55 Hours Per Month/7 Hours During Securities Trading. 2. 2/28/2020 - Retirement Referral Network - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/02/2020 - 1 Hour Per Month/0 Hours During Securities Trading. 3. 04/10/2026 - Main Street Wealth Management - Investment Related - At Reported Business Location(s) - Real Estate Rental - Started 07/01/2019 - 0 Hours Per Month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-02
  • S66 Uniform Combined State Law Examination
    2008-10-02
Other Names
  • Philip Hayes

View on SEC IAPD

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