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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2014-12-16
  • MI RA
    APPROVED
    Since 2014-12-16

Branch Locations

670 W. Randall St, Coopersville, MI 49404 • United States

Allendale, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Grand Valley State University Allendale MI 08/2010 Present
Lpl Financial Coopersville MI 08/2012 Present
  • 08/2010 → Present
    Grand Valley State University
    Allendale, MI
  • 08/2012 → Present
    Lpl Financial
    Coopersville, MI
Other Businesses

(1) 10/05/2015 * Towne & Country Investment Services * DBA for LPL Business (entity for LPL business) * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 09/22/2015 * 8 HRS/MO DURING SECS TRDG HRS. 2). 03/12/2019 - Towne & Country II, LLC - Investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - Start date:03/07/2019 - 2 hrs/mo - 0 hrs during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-12
  • S66 Uniform Combined State Law Examination
    2014-12-12
Designations
Other Names
  • Kari Lynne Brown

View on SEC IAPD

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