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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2018-11-27 |
| TX | RA | APPROVED_RES | 2013-03-01 |
| MI | RA | APPROVED | 2010-10-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Coopersville | MI | 08/2007 | Present |
| Independent Financial Advisors | Livonia | MI | 02/2008 | 11/2017 |
(1) 04/01/2009: Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - 0 Hours Per Month/ 0 Hours During Trading (2) 08/27/2014: Real Estate Rental - Inv Rel - Spring Lake, MI - Start date: 10/01/2014 - 1 Hours Per Month/ 0 Hours During Trading (3) 9/12/2017 - Huntington Oil LLC - Not Investment Related - Home Based - Other-Oil Exploration - Started 11/30/2016 - 1 Hour Per Month/0 Hours During Securities Trading - Work with drillers in Indiana doing oil and gas exploration. (4) 12/15/2023 - Intuit Turbo Tax - Outside/W-2 Employment - Tax Associate - Not Investment Related - At Reported Business Location(s) - Start Date 01/30/2023 - 20 Hours Per Month/ 0 Hours During Trading (5) 07/01/2025 - Main Street Wealth Management - Investment Related -DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:07/01/2025 - 160 Hrs/Mth - 160 Hrs During Trading. (6) 04/24/2026- Back 40 Financial LLC - Tax Prep/Accounting/CPA - Investment Related - Spring Lake, MI - Start Date 04/16/2026 - 90 hours per month/ 30 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-16 |
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