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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-04-07
TX RA APPROVED 2023-05-09
  • NC RA
    APPROVED
    Since 2026-04-07
  • TX RA
    APPROVED
    Since 2023-05-09

Branch Locations

1414 Raleigh Rd, Chapel Hill, NC 27517 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 12/2020 Present
Kaseya New York NY 03/2016 11/2017
Richrelevance New York NY 11/2017 09/2018
Askneo.iO (Formerly Squareplan) New York NY 03/2019 12/2020
Unemployed New York NY 09/2018 03/2019
Bank Of America, N.A. New York NY 03/2023 Present
  • 12/2020 → Present
    New York, NY
  • 03/2016 → 11/2017
    Kaseya
    New York, NY
  • 11/2017 → 09/2018
    Richrelevance
    New York, NY
  • 03/2019 → 12/2020
    Askneo.iO (Formerly Squareplan)
    New York, NY
  • 09/2018 → 03/2019
    Unemployed
    New York, NY
  • 03/2023 → Present
    Bank Of America, N.A.
    New York, NY
Other Businesses

I*1484271 For profit or not for profit: Name of outside business organization: New York Alpha Alumni Association, Sigma Alpha Epsilon Investment related: N Address of business: Ithaca, New York, 14853, United States Nature of business: ["Private Foundation"] Position, title, association: ["Board Member","Other"], Start date of relationship: 9/30/2023 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I've been nominated for Fundraising Chair for our board of New York Alpha Sigma Alpha Epsilon fraternity, Cornell University. We are establishing a committee to address the following: 1)Website modernization to add a donate button, or backend donation management system-this will be managed by a 3rd party agency specializing in digital marketing for fraternities. 2)Annual Letter from me in our newsletter sharing capital improvement project updates, and other relevant information concerning fundraising. 3)Automated Letters to donors who give over a specific threshold (TBD), sender would be New York Alpha Sigma Alpha Epsilon Alumni Association. 4)Quarterly emails or calls from Alumni Association soliciting donations-these will NEVER come from me. 5)Cooperating with Cornell (owner of the house) by receiving their donation numbers-as it stands, anything having to do with the house and property, a donation would go directly to Cornell on their website tax deductible, designating "Hillcrest Development Fund".

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-05
  • S66 Uniform Combined State Law Examination
    2023-04-05
Other Names
  • Benjamin H Roberts
  • Benjamin Henry Roberts
  • Benjamin Roberts

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