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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-11
WY RA APPROVED 2024-10-11
  • NY RA
    APPROVED
    Since 2024-10-11
  • WY RA
    APPROVED
    Since 2024-10-11

Branch Locations

114 N. Main Street, East Hampton, NY 11937 • United States

318 Roanoke Avenue, Riverhead, NY 11901 • United States

East End Financial Group, Inc.

318 Roanoke Ave, Riverhead, NY 11901 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-11
  • NY RA
    APPROVED
    Since 2021-06-11

Branch Locations

318 Roanoke Ave, Riverhead, NY 11901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. Hampton Bay NY 08/2016 08/2017
American Portfolios Financial Services, Inc. Holbrook NY 08/2017 10/2024
East End Financial Group, Inc. Riverhead NY 08/2017 Present
American Portfolios Advisors, Inc. Riverhead NY 08/2017 10/2024
Osaic Wealth, Inc. Scottsdale AZ 10/2024 Present
  • 08/2016 → 08/2017
    Hsbc Bank Usa, N.A.
    Hampton Bay, NY
  • 08/2017 → 10/2024
    American Portfolios Financial Services, Inc.
    Holbrook, NY
  • 08/2017 → Present
    Riverhead, NY
  • 08/2017 → 10/2024
    American Portfolios Advisors, Inc.
    Riverhead, NY
  • 10/2024 → Present
    Scottsdale, AZ
Previous Registrations
Other Businesses

1. Mark A. Poitras is dually registered as an investment advisor representative ("IAR") with East End Financial Group, Inc. ("EEFG") and American Portfolios Advisors, Inc. ("APA") and as a registered representative ("RR") with American Portfolios Financial Services, Inc. ("APFS"). Mr. Poitras spends approximately 90% of his business time providing services through EEFG and the balance with APA and APFS. EAST END FINANCIAL GROUP, INC. ("EEFG") POSITION: Investment Advisor Representative ("IAR") NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 136 SECURITIES TRADING HOURS: 136 START DATE: 08/07/2017 ADDRESS: 318 Roanoke Ave, Riverhead NY 11901, DESCRIPTION: Is dually registered as an investment advisor representative ("IAR") with East End Financial Group, Inc. ("EEFG") and Osaic Wealth, Inc., and as a registered representative of Osaic Wealth, Inc. 2. Mr. Poitras is a licensed insurance agent through Kosinski Associates, Inc. ("KAI"), Non-Investment Related. POSITION: Employee NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 24 START DATE: 08/07/2017 ADDRESS: 318 Roanoke Ave, Riverhead NY 11901, DESCRIPTION: KAI is a financial brokerage firm, and Mr. Poitras is a licensed Insurance Agent through the firm. 3. Mr. Poitras has volunteered at SAG Harbor Volunteer Ambulance, located at 16C Columbia Street, Sag Harbor, NY, 11963, since 11/2004. Mr. Poitras devotes approximately 6 hours per month, zero hours during securities trading hours. Mr. Poitras is an advanced emergency technician and an instructor for the corps and Suffolk County. POSITION: Member, Director NATURE: Registered 501 (c)(3) organization INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 11/17/2004 ADDRESS: 16C Columbia Street, Sag Harbor NY 11963, 4. North Haven Village Zoning Board of Appeals, located in North Haven since 03/2007. Chairman. Mr. Poitras devotes approximately 2 hours per month, zero hours during securities trading hours. Mr Poitras hears applications from residents for variances to the North Haven Village zoning laws. 5. YOUTH HOOP OF SAG HARBOR POSITION: Coach, Board Member NATURE: 501 (c)(3) organization INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2019 ADDRESS: PO Box 523, Sag Harbor NY 11963, DESCRIPTION: Coach youth basketball, assist in fundraising efforts, and volunteer for activities. Additionally, I perform Board of Directors duties, which include team selection, league administration, and other logistical items for the league. 6. NORTH HAVEN VILLAGE ZONING BOARD OF APPEALS POSITION: Chairman of the Zoning Board of Appeals NATURE: Government INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2007 ADDRESS: 335 Ferry Road, Sag Harbor NY 11963, DESCRIPTION: The board hears applications from residents of the village for variances to the North Haven Village zoning code. 7. SAG HARBOR LIONS CLUB NATURE: Charity - 501C3 INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2013 ADDRESS: PO Box 158, Sag Harbor NY 11963, DESCRIPTION: I am a member of the club where we engage in numerous community service initiatives. Some of these include providing aid to seniors, raising eyesight awareness to combat blindness, sponsoring community events and supporting other local charities. POSITION: I am the Chair of our Scholarship Selection Committee, where we select three graduating seniors from our local high school to receive a scholarship toward college.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-21
S63 Uniform Securities Agent State Law Examination 2008-08-11
  • S66 Uniform Combined State Law Examination
    2010-12-21
  • S63 Uniform Securities Agent State Law Examination
    2008-08-11
Designations

View on SEC IAPD

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