Marc Lowlicht

Employer firm

B. Riley Wealth Advisors, Inc. CRD 115927

$4.21B regulatory AUM 40 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2013 → 07/2022
  National Securities Corp
  East Hampton, NY
• 07/2022 → Present
  B. Riley Wealth Management
  East Hampton, NY
• 07/2022 → Present
  B. Riley Wealth Advisors
  Memphis, TN

Previous Registrations

• 2012-11-05 → 2013-12-04
  Further Lane Asset Management, Llc
  New York, NY

Other Businesses

(1) OPES PRIVATE WEALTH MGMT LLC; DBA FOR B. RILEY WEALTH BUSINESS; SAME ADDRESS AS BRWM; CEO; START DATE 12/2013... (2) 231 E 138TH ST LLC; PASSIVE REAL ESTATE INVESTMENT; LIMITED PARTNER; HOWARD BEACH, NY; START DATE 02/2016; 0 HRS/MONTH... (3) ROCKAWAY BEACH CONDO LLP; PASSIVE REAL ESTATE; LIMITED PARTNER; HOWARD BEACH, NY; START DATE 11/2018; 0 HRS/MONTH... (4) B. RILEY WEALTH INSURANCE CORP; INVESTMENT-RELATED; INSURANCE SALES; AGENT; 5 HRS/MONTH, DURING TRADING HOURS.

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-01-19

Designations

• Certified Financial Planner