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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corp | East Hampton | NY | 12/2013 | 07/2022 |
| B. Riley Wealth Management | East Hampton | NY | 07/2022 | Present |
| B. Riley Wealth Advisors | Memphis | TN | 07/2022 | Present |
(1) OPES PRIVATE WEALTH MGMT LLC; DBA FOR B. RILEY WEALTH BUSINESS; SAME ADDRESS AS BRWM; CEO; START DATE 12/2013... (2) 231 E 138TH ST LLC; PASSIVE REAL ESTATE INVESTMENT; LIMITED PARTNER; HOWARD BEACH, NY; START DATE 02/2016; 0 HRS/MONTH... (3) ROCKAWAY BEACH CONDO LLP; PASSIVE REAL ESTATE; LIMITED PARTNER; HOWARD BEACH, NY; START DATE 11/2018; 0 HRS/MONTH... (4) B. RILEY WEALTH INSURANCE CORP; INVESTMENT-RELATED; INSURANCE SALES; AGENT; 5 HRS/MONTH, DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-01-19 |
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