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Peter Bradford Cooper

Tlg Advisors, Inc.

Summit, NJ

East Hampton, NY

CRD 2179070

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Employer firm

Tlg Advisors, Inc. CRD 111052

$2.30B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-08-03
  • NY RA
    APPROVED
    Since 2023-08-03

Branch Locations

475 Springfield Ave, Summit, NJ 07901 • United States

11 Gay Road, East Hampton, NY 11937 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Amaden Gay Agencies East Hampton NY 03/1993 03/2023
Amabrokus Inc East Hampton NY 03/1993 Present
National Securities Corporation East Hampton NY 09/2014 07/2022
B. Riley Wealth Management East Hampton NY 07/2022 11/2022
The Leaders Group Inc Littleton CO 03/2023 Present
  • 03/1993 → 03/2023
    Amaden Gay Agencies
    East Hampton, NY
  • 03/1993 → Present
    Amabrokus Inc
    East Hampton, NY
  • 09/2014 → 07/2022
    National Securities Corporation
    East Hampton, NY
  • 07/2022 → 11/2022
    B. Riley Wealth Management
    East Hampton, NY
  • 03/2023 → Present
    The Leaders Group Inc
    Littleton, CO
Other Businesses

1.) AMABROKUS INC - 3/1/1993 - 11 Gay Road, East Hampton, NY 11937 - Manager, life & health dept, Insurance sales & supervison role, Not Invt Rel, Insurance business, 140 hrs/mo; 120 hrs/mo (during trading hours) 2.) TLG ADVISORS INC - 8/3/2023 - 475 Springfield Avenue, Summit, NJ 07901 - IAR Rep, Invt Rel, RA business, 0 hrs/mo; 0 hrs/mo (during trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-19
S63 Uniform Securities Agent State Law Examination 1991-11-22
  • S65 Uniform Investment Adviser Law Examination
    2023-07-19
  • S63 Uniform Securities Agent State Law Examination
    1991-11-22

View on SEC IAPD

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