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Cassandra N Urbano

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC

Charlottesville, VA

Charlottesville, VA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-02-25
DC RA APPROVED 2018-04-09
CA RA APPROVED 2016-11-17
TX RA APPROVED 2009-07-21
VA RA APPROVED 2009-05-12
  • NC RA
    APPROVED
    Since 2021-02-25
  • DC RA
    APPROVED
    Since 2018-04-09
  • CA RA
    APPROVED
    Since 2016-11-17
  • TX RA
    APPROVED
    Since 2009-07-21
  • VA RA
    APPROVED
    Since 2009-05-12

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

650 Peter Jefferson Pkwy, Charlottesville, VA 22911 • United States

Charlottesville, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 07/2008 Present
Bank Of America, N.A. Washington DC 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-08
  • S66 Uniform Combined State Law Examination
    2009-05-08

View on SEC IAPD

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Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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