Roy Esh

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-01-01

FL RA
APPROVED

Since 2025-01-01

Branch Locations

19950 W Country Club Dr Suite 802, Aventura, FL 33180 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Life Insurance Company	Milwaukee	WI	06/2010	Present
Northwestern Mutual Investment Services, Llc	Ft Lauderdale	FL	06/2010	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	01/2016	Present

06/2010 → Present

Northwestern Mutual Life Insurance Company

Milwaukee, WI
06/2010 → Present

Northwestern Mutual Investment Services, Llc

Ft Lauderdale, FL
01/2016 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI

Previous Registrations

2009-06-01 → 2010-04-30

Morgan Stanley

Ft. Lauderdale, FL
2008-11-21 → 2009-06-01

Morgan Stanley & Co. Llc

Ft. Lauderdale, FL

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-11-14

S66 Uniform Combined State Law Examination

2008-11-14

View on SEC IAPD

Current Employers

Northwestern Mutual Investment Services, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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