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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-18
CO RA APPROVED 2018-04-11
  • TX RA
    APPROVED_RES
    Since 2021-08-18
  • CO RA
    APPROVED
    Since 2018-04-11

Branch Locations

920 54Th Ave, Greeley, CO 80634 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First National Bank Greely CO 01/2018 Present
Community Bank Of Colorado Evans CO 01/2015 12/2016
Santander Bank N.A. Chelmsford MA 06/2017 01/2018
Raymond James Financial Services, Inc. Ft. Collins CO 02/2018 Present
Unemployed Waltham MA 12/2016 06/2017
Raymond James Financial Services Advisors Inc. Fort Collins CO 04/2018 Present
Rental Real Estate Ft Collins CO 10/2017 Present
First Investments & Planning Fort Collins CO 08/2019 Present
  • 01/2018 → Present
    First National Bank
    Greely, CO
  • 01/2015 → 12/2016
    Community Bank Of Colorado
    Evans, CO
  • 06/2017 → 01/2018
    Santander Bank N.A.
    Chelmsford, MA
  • 02/2018 → Present
    Raymond James Financial Services, Inc.
    Ft. Collins, CO
  • 12/2016 → 06/2017
    Unemployed
    Waltham, MA
  • 04/2018 → Present
    Fort Collins, CO
  • 10/2017 → Present
    Rental Real Estate
    Ft Collins, CO
  • 08/2019 → Present
    First Investments & Planning
    Fort Collins, CO
Other Businesses

(1)Name of Business: Address: 3057 County Fair Lane Unit 5, Fort Collins, CO, 80528, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 08/21/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of rental property. We work with professional management to take care of day to day needs such as collecting rents and addressing lease renewals. (2)Name of Business: First Investments & Planning Address: 920 54th Ave, Greeley, CO, 80634, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/21/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor (3)Name of Business: First National Bank Address: 920 54th Ave, Greeley, CO, 80634, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 01/22/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor (4)Name of Business: Rental Real Estate owned under individual name Address: 3057 County Fair Lane #5, Ft Collins co, CO, 80528, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/17/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Collect rents. Pay utilities. Manage the property by creating leases and finding new tenants based on need.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-29
  • S66 Uniform Combined State Law Examination
    2018-03-29
Other Names
  • Sam Asrari

View on SEC IAPD

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