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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-04-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Fort Worth | TX | 07/2011 | 04/2021 |
| Jpmorgan Chase Bank Na | Fort Worth | TX | 07/2011 | 04/2021 |
| Ubs Financial Services Inc | Fort Worth | TX | 04/2021 | Present |
1.) Nature of the business: STEWARD OF THE WILD - TEXAS PARKS & WILDLIFE FOUNDATION / Address: 2914 Swiss Ave, DALLAS, TEXAS, United States,75204 / Investment Related: No / Nature of the business: Stewards of the Wild is a young professionals program supporting the mission of Texas Parks and Wildlife Foundation by equipping Texans aged 21 to 45 to actively participate in the conservation of wild things and wild places by providing education, networking, and outdoor experiences. / Role: Advisor or advisory group member if advice given may influence an officer/board / Duty: Help to perform service events for our community. / Start Date: 1/3/2022. / Hours Devoted: No. / Time Required: N/A 2. GEM Resources LLC, ALEDOTEXASUnited States-76008, Partnership, Setting up family investment entity, Hold Investments, Proprietor / ownerManage funds, start date-9/15/2025, Investment related-Yes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-01 |
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