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Noelle K Evans

Cetera Investment Advisers LLC

Lexington, KY

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2019-10-09
  • KY RA
    APPROVED
    Since 2019-10-09

Branch Locations

201 E. Main St Suite 520, Lexington, KY 40507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services, Inc. Lexington KY 03/2014 06/2019
Foresters Advisory Services Lexington KY 11/2018 06/2019
Foresters Financial Services Lexington KY 06/2019 08/2019
Cetera Investment Services Lexington KY 09/2019 Present
  • 03/2014 → 06/2019
    Foresters Financial Services, Inc.
    Lexington, KY
  • 11/2018 → 06/2019
    Foresters Advisory Services
    Lexington, KY
  • 06/2019 → 08/2019
    Foresters Financial Services
    Lexington, KY
  • 09/2019 → Present
    Cetera Investment Services
    Lexington, KY
Previous Registrations
  • 2018-11-30 → 2019-06-20
    Foresters Advisory Services, Llc
    Lexington, KY
Other Businesses

1. REGISTERED PRACTICE OPERATIONS COORDINATOR FOR TRIPLE CROWN FINANCIAL; DBA FOR CETERA BUSINESS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-12
S63 Uniform Securities Agent State Law Examination 2013-12-20
  • S66 Uniform Combined State Law Examination
    2018-11-12
  • S63 Uniform Securities Agent State Law Examination
    2013-12-20

View on SEC IAPD

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MICHAEL JAMES BROWNELL
JASON CHRISTOPHER GRESHAM
JAMES CARL GRAY
MARC ALLEN MOORE
AARON WILLIAM SEYFRIED
CARL LEE JINRIGHT
GEORGE DAVID PIERCE
JAMES MICHAEL THOMPSON

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · LEXINGTON, KY
WEALTH MANAGEMENT OF THE BLUEGRASS, LLC. · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY
CETERA INVESTMENT ADVISERS LLC · LEXINGTON, KY
INVEST INC. · LEXINGTON, KY
EAGLE STRATEGIES LLC · LEXINGTON, KY
LPL ENTERPRISE, LLC · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY

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