Inactive

Connor James Donnelly

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Current Employers

The Institute

9878 W. Belleview Ave. #2306, Denver, CO 80123 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-07-02
WA	RA	APPROVED	2020-07-02

TX RA
APPROVED

Since 2020-07-02
WA RA
APPROVED

Since 2020-07-02

Branch Locations

4020 E Madison St Suite 210, Seattle, WA 98112 • United States

9878 W. Belleview Ave. #2306, Denver, CO 80123 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Seattle	WA	10/2010	05/2020
Unemployed	Seattle	CA	05/2020	06/2020
The Institute For Wealth Management	Seattle	WA	06/2020	Present

10/2010 → 05/2020

Ubs Financial Services Inc

Seattle, WA
05/2020 → 06/2020

Unemployed

Seattle, CA
06/2020 → Present

The Institute For Wealth Management

Seattle, WA

Previous Registrations

2010-10-21 → 2020-06-05

Ubs Financial Services Inc.

Seattle, WA

Seattle, WA
2009-03-18 → 2010-12-31

Caelum Capital Advisors, Llc

Pasadena, CA
2010-06-29 → 2010-08-02

Wells Fargo Clearing Services, Llc

Seattle, WA
2008-10-14 → 2008-12-08

Wells Fargo Clearing Services, Llc

Seattle, WA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-10-13

S66 Uniform Combined State Law Examination

2008-10-13

Other Names

Connor Donnelly

View on SEC IAPD

Other Firms

KLAKNA GROUP LTD

EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC

MADISON PARK CAPITAL ADVISORS, LLC

ETERNAL DIGITAL FUND LTD.

FREESTONE CAPITAL MANAGEMENT, LLC

CEDAR RIVER CAPITAL, LLC

ROBERT A. UNDERHILL P.C.

SITKA PACIFIC CAPITAL MANAGEMENT, LLC

Other Investors

JOHN DAVID ALBERG

JEFFREY ALAN MULLEN

CHRIS DARRYL FEATHERSTONE

WILLIAM LEE REECE

ANDREW JAMES BARFOOT

JONATHAN JACOB WITTLIN

MATTHEW ALLAN TIGERT

JENNA M BRAZILE

Other Offices

KLAKNA GROUP LTD · SEATTLE, WA

EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA

MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA

ETERNAL DIGITAL FUND LTD. · SEATTLE, WA

FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA

CEDAR RIVER CAPITAL, LLC · SEATTLE, WA

ROBERT A. UNDERHILL P.C. · SEATTLE, WA

SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

More in Seattle, WA

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