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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • IA RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

711 2Nd Ave Se Ste 200, Cedar Rapids, IA 52401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc St Paul MN 01/2011 08/2023
Minnesota Life Ins Co St Paul MN 01/2011 08/2023
Securian Advisors Midamerica Inc Hiawatha IA 01/2011 Present
Cetera Wealth Services, Llc Cedar Rapids IA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Guide Wealth Partners Cedar Rapids IA 01/2024 Present
  • 01/2011 → 08/2023
    Securian Financial Services, Inc
    St Paul, MN
  • 01/2011 → 08/2023
    Minnesota Life Ins Co
    St Paul, MN
  • 01/2011 → Present
    Securian Advisors Midamerica Inc
    Hiawatha, IA
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Cedar Rapids, IA
  • 08/2023 → Present
    Schaumburg, IL
  • 01/2024 → Present
    Guide Wealth Partners
    Cedar Rapids, IA
Previous Registrations
  • 2011-01-13 → 2023-08-10
    Securian Financial Services, Inc.
    Cedar Rapids, IA
    St. Paul, MN
  • 2010-03-17 → 2010-12-31
    Oak Brook, IL
    Oak Brook, IL
    New York, NY
Other Businesses

1. SAMA FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2019 ADDRESS: , Hiawatha IA , United States DESCRIPTION: Agent/Broker 2. OLD MISSION POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 4 START DATE: 06/03/2020 ADDRESS: 315 Andover Ln SE, Cedar Rapids IA 52403, United States DESCRIPTION: Purchase and renovation of an office building in which SAMA will be a tenant on the second floor and a different business will be on the first floor. 3. NAME OF OTHER BUSINESS: CEDAR RAPIDS METRO ECONOMIC ALLIANCE; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BOARD; START DATE: 1/2022; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PROVIDE IDEAS AND FEEDBACK ON COMMUNITY INITIATIVES TO THE CEDAR RAPIDS METRO ECONOMIC ALLIANCE; 4. NAME OF OTHER BUSINESS: GUIDE WEALTH PARTNERS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2024, POSITION/TITLE/RELATIONSHIP: PARTNER/CEO, APX NUMBER OF HOURS PER WEEK: 45, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-15
  • S66 Uniform Combined State Law Examination
    2009-09-15
Designations

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