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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-12-17
TX RA APPROVED 2025-12-17
  • IL RA
    APPROVED
    Since 2025-12-17
  • TX RA
    APPROVED
    Since 2025-12-17

Branch Locations

411 S. Schmale Road, Carol Stream, IL 60188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Corporation Cedar Rapids IA 02/2024 11/2025
Unemployed Schaumburg IL 01/2024 01/2024
J.P. Morgan Securities Llc Schaumburg IL 10/2012 12/2023
Chicago Bears Lake Forest IL 08/2005 08/2018
Jpmorgan Chase Bank, N.A. Schaumburg IL 07/2008 12/2023
J.P. Morgan Securities Llc Carol Stream IL 12/2025 Present
Jpmorgan Chase Bank, N.A. Carol Stream IL 12/2025 Present
  • 02/2024 → 11/2025
    Transamerica Corporation
    Cedar Rapids, IA
  • 01/2024 → 01/2024
    Unemployed
    Schaumburg, IL
  • 10/2012 → 12/2023
    Schaumburg, IL
  • 08/2005 → 08/2018
    Chicago Bears
    Lake Forest, IL
  • 07/2008 → 12/2023
    Jpmorgan Chase Bank, N.A.
    Schaumburg, IL
  • 12/2025 → Present
    Carol Stream, IL
  • 12/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Carol Stream, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-13
S63 Uniform Securities Agent State Law Examination 2008-08-22
  • S65 Uniform Investment Adviser Law Examination
    2025-06-13
  • S63 Uniform Securities Agent State Law Examination
    2008-08-22
Other Names
  • Al Esparza

View on SEC IAPD

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