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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-08-01 |
| TX | RA | APPROVED | 2023-08-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Bloomingdale | IL | 09/2013 | 12/2021 |
| J.P. Morgan Securities Llc | Carol Stream | IL | 09/2013 | 12/2021 |
| Fidelity Brokerage Services Llc | Naperville | IL | 01/2022 | 07/2023 |
| Fidelity Personal And Workplace Advisors | Naperville | IL | 01/2022 | 07/2023 |
| Fidelity Investments | Naperville | IL | 01/2022 | 07/2023 |
| Jpmorgan Chase Bank, N.A. | Carol Stream | IL | 07/2023 | Present |
| J.P. Morgan Securities Llc | Carol Stream | IL | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2005-02-24 |
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