Ross Heinz

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2024-05-24

IL RA
APPROVED

Since 2024-05-24

Branch Locations

330 W. Army Trail Rd., Bloomingdale, IL 60108 • United States

204 E Geneva Road, Wheaton, IL 60187 • United States

704 E Roosevelt Road, Glen Ellyn, IL 60137 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Bank	Woodridge	IL	11/2009	Present
Fifth Third Securities	Woodridge	IL	11/2012	12/2017
Fifth Third Securities	Woodridge	IL	11/2023	Present

11/2009 → Present

Fifth Third Bank

Woodridge, IL
11/2012 → 12/2017

Fifth Third Securities

Woodridge, IL
11/2023 → Present

Fifth Third Securities

Woodridge, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-05-15
S63	Uniform Securities Agent State Law Examination	2024-04-04

S65 Uniform Investment Adviser Law Examination

2024-05-15
S63 Uniform Securities Agent State Law Examination

2024-04-04

Other Names

Ross Michael Heinz