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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-26 |
| IA | RA | APPROVED | 2015-12-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2009 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2015 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2013 | 12/2021 |
1. BFS/GRAF & CO FINANCIAL MANAGEMENT, 107 E Washington, Fairfield IA 52556-3300, United States, 12/06/2021, Employee, Employee (receive a W-2), INV REL, 160 HR/MO - 160 HR/MO TRADING 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 3. HEATHER RATHBUN, 107 E WASHINGTON AVE, FAIRFIELD IA 52556, 02/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 1 HR/MO - 1 HR/MO TRADING. 4) FINANCIAL INTEGRATORS, 4140 Grand Ave, Des Moines IA 50312, 01/2025, W2 EMPLOYEE, DBA NAME, INV REL, 180 HR/MO - 140 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-18 |
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