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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2009-03-06
TX RA APPROVED 2009-03-06
  • AR RA
    APPROVED
    Since 2009-03-06
  • TX RA
    APPROVED
    Since 2009-03-06

Branch Locations

2300 Cottondale Ln Ste 175, Little Rock, AR 72202-2031 • United States

Maumelle, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Little Rock AR 02/2009 Present
Previous Registrations
Other Businesses

1. 03/01/2016 - Kohler Investment Management - INV REL - Kohler Investment Management - DBA for LPL Business (entity for LPL business) - START 03/01/2016 - 45 HOURS PER MONTH DURING TRADING - I am now with LPL as sole proprietor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-28
  • S66 Uniform Combined State Law Examination
    2006-02-28
Other Names
  • Melissa Ann Taylor
  • Melissa Ann Adams
  • Melissa A Kohler

View on SEC IAPD

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