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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-01-23 |
Branch Locations
6420 Southwest Blvd. Ste. 125, Fort Worth, TX 76109 • United States
1751 River Run Rd. Suite 200, Fort Worth, TX 76107 • United States
Fort Worth, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc. | La Vista | NE | 06/2010 | 01/2017 |
| Securities America Advisors, Inc | Fort Worth | TX | 09/2013 | 01/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2017 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2017 | Present |
1.LIGHTHOUSE FINANCIAL GROUP, 1751 RIVER RUN RD, STE 200, FORTH WORTH, TX, 11/2015 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/WK - 10/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3. KATHERINE ROGERS, 147 Trifecta Ln, Fort Worth TX, 10/2023, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 10 HR/MO - 0 HR TRADING 4. DBA LIGHTHOUSE FINANCIAL ADVISORS TX, 1517 River Run Rd, Suite 200, Fort Worth TX 76107, United States, 10/01/2024, Owner, Using a Trade Name / DBA, INV REL, 50 HR/MO - 25 HR TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-10-03 |
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