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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-01-23
  • TX RA
    APPROVED
    Since 2017-01-23

Branch Locations

6420 Southwest Blvd. Ste. 125, Fort Worth, TX 76109 • United States

1751 River Run Rd. Suite 200, Fort Worth, TX 76107 • United States

Fort Worth, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc. La Vista NE 06/2010 01/2017
Securities America Advisors, Inc Fort Worth TX 09/2013 01/2017
Cambridge Investment Research, Inc. Fairfield IA 01/2017 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2017 Present
  • 06/2010 → 01/2017
    Securities America Inc.
    La Vista, NE
  • 09/2013 → 01/2017
    Securities America Advisors, Inc
    Fort Worth, TX
  • 01/2017 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/2017 → Present
    Fairfield, IA
Previous Registrations
  • 2013-09-17 → 2017-01-09
    Securities America Advisors, Inc.
    Fort Worth, TX
Other Businesses

1.LIGHTHOUSE FINANCIAL GROUP, 1751 RIVER RUN RD, STE 200, FORTH WORTH, TX, 11/2015 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/WK - 10/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3. KATHERINE ROGERS, 147 Trifecta Ln, Fort Worth TX, 10/2023, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 10 HR/MO - 0 HR TRADING 4. DBA LIGHTHOUSE FINANCIAL ADVISORS TX, 1517 River Run Rd, Suite 200, Fort Worth TX 76107, United States, 10/01/2024, Owner, Using a Trade Name / DBA, INV REL, 50 HR/MO - 25 HR TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-10-03
  • S63 Uniform Securities Agent State Law Examination
    2008-10-03
Designations
Other Names
  • Katherine Dawn Cheney
  • Katherine Dawn Rogers
  • Katie Rogers

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