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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-09-17 |
| CA | RA | APPROVED | 2018-08-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America Na | Palm Springs | CA | 06/2015 | 08/2018 |
| Merrill Lynch | Palm Springs | CA | 06/2015 | 08/2018 |
| Edward Jones | St Louis | MO | 08/2018 | Present |
Rental Property Banning, CA Start date: 3/1/2017 Owner Hours per week: 0 Hours during trading: 0 Maintain property
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-01 |
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