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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-01-03 |
| UT | RA | APPROVED | 2011-01-03 |
Branch Locations
1 S Main St, Saint George, UT 84770 • United States
299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States
299 S Main St 1St Fl Bank, Salt Lake City, UT 84111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Saint George | UT | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Saint George | UT | 11/2016 | Present |
UTAH TECH UNIVERSITY FOUNDATION BOARD, INV RELATED, SAINT GEORGE, UT, INVESTMENT COMMITTEE MEMBER, START 7/12/2019, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, ASSESSING THE CURRENT PORTFOLIO RISKS, ASSESSING HOLDINGS TO ENSURE PROPER RESULTS GIVEN THE RISK LEVELS, AND ENSURING RISKS ALIGN WITH THE COMMITTEE'S INVESTMENT POLICY STATEMENT.|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-17 |
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