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Joann Sofis White

Stephens

Winston-Salem, NC

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2010-11-15
  • NC RA
    APPROVED
    Since 2010-11-15

Branch Locations

101 S. Stratford Road, Winston-Salem, NC 27104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc Winston-Salem NC 11/2010 03/2017
Stephens Inc. Winston-Salem NC 03/2017 06/2022
Stephens Inc. Winston-Salem NC 06/2022 03/2026
Stephens Inc. Winston-Salem NC 03/2026 Present
  • 11/2010 → 03/2017
    Stephens Inc
    Winston-Salem, NC
  • 03/2017 → 06/2022
    Stephens Inc.
    Winston-Salem, NC
  • 06/2022 → 03/2026
    Stephens Inc.
    Winston-Salem, NC
  • 03/2026 → Present
    Stephens Inc.
    Winston-Salem, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-20
  • S66 Uniform Combined State Law Examination
    2008-10-20
Other Names
  • Joann Athena Sofis
  • Joann Sofis Gibson

View on SEC IAPD

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JT STRATFORD, LLC
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FIRST CITIZENS INVESTOR SERVICES, INC.
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PRINCIPAL SECURITIES, INC.
PARK AVENUE SECURITIES LLC
VIRTUE CAPITAL MANAGEMENT, LLC

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DALE MARTIN BROWN
DAVID BRIAN REA
JAMES JOYNER EDMUNDSON
KRISTOPHER SHEA ABERNETHY
JESSE FRANKLIN GOINS
KENNETH SCOTT JONES
GEORGE GARFIELD KEENER
MATTHEW STEPHEN SIMMONS

Other Offices

SALEM INVESTMENT COUNSELORS INC · WINSTON SALEM, NC
JT STRATFORD, LLC · WINSTON-SALEM, NC
DARDA FINANCIAL · WINSTON-SALEM, NC
FIRST CITIZENS INVESTOR SERVICES, INC. · WINSTON-SALEM, NC
CETERA INVESTMENT ADVISERS LLC · WINSTON-SALEM, NC
PRINCIPAL SECURITIES, INC. · WINSTON SALEM, NC
PARK AVENUE SECURITIES LLC · WINSTON-SALEM, NC
VIRTUE CAPITAL MANAGEMENT, LLC · WINSTON-SALEM, NC

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