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Thomas Engwall Aagaard

Amplify Etfs

Lisle, IL

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Current Employers
Amplify Etfs

3333 Warrenville Road Suite 350, Lisle, IL 60532 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-09-05
  • IL RA
    APPROVED
    Since 2018-09-05

Branch Locations

3333 Warrenville Road Suite 350, Lisle, IL 60532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Destra Capital Investments Llc Chicago IL 03/2015 09/2016
Destra Capital Advisors Llc Chicago IL 03/2015 09/2016
Amplify Investments Llc Wheaton IL 09/2016 Present
Ausdal Financial Partners, Inc Davenport IA 02/2018 01/2019
Foreside Fund Services, Llc Wheaton IL 04/2019 Present
  • 03/2015 → 09/2016
    Destra Capital Investments Llc
    Chicago, IL
  • 03/2015 → 09/2016
    Chicago, IL
  • 09/2016 → Present
    Amplify Investments Llc
    Wheaton, IL
  • 02/2018 → 01/2019
    Ausdal Financial Partners, Inc
    Davenport, IA
  • 04/2019 → Present
    Foreside Fund Services, Llc
    Wheaton, IL
Previous Registrations
Other Businesses

Amplify Investment LLC, Wheaton, IL, Investment Related-RIA/RIC ETF issuer, start date 04/15/2019, Vice President of Distribution, 160 hours per month with150 hours per month during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-10-21
S63 Uniform Securities Agent State Law Examination 2011-09-09
  • S65 Uniform Investment Adviser Law Examination
    2011-10-21
  • S63 Uniform Securities Agent State Law Examination
    2011-09-09
Other Names
  • Tom Aagaard
  • Thomas E Aagaard

View on SEC IAPD

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