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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-08 |
| TN | RA | APPROVED | 2022-06-17 |
| CA | RA | APPROVED | 2018-01-24 |
Branch Locations
5115 Maryland Way Ste 116, Brentwood, TN 37027 • United States
Franklin, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Aptos | CA | 09/2014 | 11/2017 |
| Lpl Financial Llc | Aptos | CA | 11/2017 | Present |
1. 02/12/2018 - Croxall Capital Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 02/01/2018 - 40 Hours Per Month/40 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-30 |
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