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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-09-12 |
| MD | RA | APPROVED | 2011-01-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A. | Philadelphia | PA | 07/2008 | Present |
| Wells Fargo Advisors Llc | Annapolis | MD | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Annapolis | MD | 11/2016 | Present |
BARKMAN MINOR WEALTH MANAGEMENT GROUP LLC; INV RELATED;GAMBRILLS,MD; TRANSITION;50% OWNERSHIP; START DATE: 04/06/2026; 160 HRS PER MONTH; 160 HRS DURING TRADING; MINOR WEALTH MANAGEMENT GROUP LLC; INV RELATED;GAMBRILLS,MD; INVESTMENT ADVICE ;100% OWNERSHIP; START DATE: 04/27/2026; 160 HRS PER MONTH; 160 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 2008-09-04 |
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