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4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-22 |
| NY | RA | APPROVED | 2021-02-20 |
Branch Locations
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
179 Sully's Trail Suite 305, Pittsford, NY 14534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Champlin & Associates | Rochester | NY | 01/2013 | Present |
| Hornor Townsend & Kent Inc | Horsham | PA | 03/2016 | 02/2021 |
| J.W. Cole Financial, Inc. | Tampa | FL | 02/2021 | Present |
| J.W. Cole Advisors, Inc. | Tampa | FL | 02/2021 | Present |
(1) DBA - Champlin & Associates; investment related; advisor - start date 3/2016; 179 Sully's Trail Suite 305, Pittsford, NY 14534; insurance brokerage; 26-40 hours per month, all during trading. (2) Fixed insurance; not investment related; agent - start date 3/2016; 179 Sully's Trail Suite 305, Pittsford, NY 14534; sales & services of fixed insurance products including life, health, accident, disability & LTC; 140 hours per month, all during trading. (3) Home Start Hope; Not investment related; PO Box 858, Webster, NY 14580; Board Chair (President); Run monthly board meetings, work closely with the CEO to help with the mission of Home Start Hope, prepare agendas, etc.; Start 3/12/2024; 0 hours during trading. (4) Greater Rochester Athletic Development; Not Investment Related; Rochester, NY; Non-profit youth athletics program; President; Officer, Volunteer; 08/2026; 0 hrs/mo during trading hrs; Monthly board meetings, facilitate meetings, offer ideas for the program (5) Her One Life; Not investment related; 3229 Sunset Dr, Walworth, NY 14568; Motivational speaking; Owner; Sole proprietor; 8/2026; 10 hrs/mo during trading hrs; Social media and speaking events.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-03 |
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