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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-09-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investors Bank | Short Hills | NJ | 04/2011 | 08/2020 |
| Invest Financial Corporation | Elizabeth | NJ | 10/2015 | 12/2017 |
| Cetera Investment Advisers Llc | Elizabeth | NJ | 12/2017 | 08/2020 |
| Cetera Investment Services Llc | St. Cloud | MN | 12/2017 | 08/2020 |
| Unknown | Palm Coast | FL | 09/2020 | 11/2020 |
| Regions Bank | Port Orange | FL | 12/2020 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 12/2020 | Present |
| Cetera Investment Advisers Llc | Port Orange | FL | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 2008-08-27 |
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