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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-09-27
  • FL RA
    APPROVED
    Since 2022-09-27

Branch Locations

607 Dunlawton Ave, Port Orange, FL 32127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investors Bank Short Hills NJ 04/2011 08/2020
Invest Financial Corporation Elizabeth NJ 10/2015 12/2017
Cetera Investment Advisers Llc Elizabeth NJ 12/2017 08/2020
Cetera Investment Services Llc St. Cloud MN 12/2017 08/2020
Unknown Palm Coast FL 09/2020 11/2020
Regions Bank Port Orange FL 12/2020 Present
Cetera Investment Services Llc St. Cloud MN 12/2020 Present
Cetera Investment Advisers Llc Port Orange FL 09/2022 Present
  • 04/2011 → 08/2020
    Investors Bank
    Short Hills, NJ
  • 10/2015 → 12/2017
    Invest Financial Corporation
    Elizabeth, NJ
  • 12/2017 → 08/2020
    Elizabeth, NJ
  • 12/2017 → 08/2020
    Cetera Investment Services Llc
    St. Cloud, MN
  • 09/2020 → 11/2020
    Unknown
    Palm Coast, FL
  • 12/2020 → Present
    Regions Bank
    Port Orange, FL
  • 12/2020 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 09/2022 → Present
    Port Orange, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-02
S63 Uniform Securities Agent State Law Examination 2008-08-27
  • S65 Uniform Investment Adviser Law Examination
    2022-09-02
  • S63 Uniform Securities Agent State Law Examination
    2008-08-27
Other Names
  • Laura Burgos
  • Laura Quiriquino

View on SEC IAPD

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