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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
8415 E 21St St N, Ste 210, Wichita, KS 67206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Wichita | KS | 07/2008 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Garden Plain | KS | 09/2008 | 07/2021 |
| Council Of Hope, Inc | Garden Plain | KS | 11/2013 | 12/2016 |
| Prairie Travelers, Inc | Wichita | KS | 08/2014 | 07/2021 |
| Flax Holdings Inc | Garden Plain | KS | 03/2018 | 07/2021 |
| Lpl Financial Llc | Wichita | KS | 07/2021 | Present |
1) 4/2018- Flax Holdings, Inc.- Business Entity For Tax/Investment Purposes Only- owner- non-inv. related- Garden Plain , KS 2) 07/12/2023 - Connect Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 07/17/2023 - 160 Hours Per Month/ 160 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-19 |
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