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900 S. Capital Of Tx Highway Suite 350, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-04 |
Branch Locations
900 S. Capital Of Tx Highway Suite 350, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 11/2010 | 05/2018 |
| Tcg Advisors, Lp | Austin | TX | 09/2018 | Present |
| Unemployed | Austin | TX | 05/2018 | 09/2018 |
| Hub Investment Partners, Llc | Austin | TX | 09/2018 | Present |
#1 TK Clinic LLC. Not investment related. Austin, TX. Position: Owner. Nature: Therapy business with focus on ketamine assisted therapy. My spouse is employed as a nurse of the business and will be investing as joint owner with me. Start: 11/1/2023. Hours a month:10. Hours during trading:0. #2 Pickard Fulshear LLC. Not investment related. Crosby, TX. Position: Board Member. Nature: The LLC is a holding company for property - consisting primarily of raw land. There are no associated operations or ongoing activities regarding the property. Expectation is the property will be disposed of and the LLC will be dissolved. Start: 1/29/2023. Hours a month:2. Hours during trading:0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-05 |
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