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4800 Bee Caves Road, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-08-07 |
Branch Locations
4800 Bee Caves Road, Austin, TX 78746 • United States
4900 Spicewood Springs Road Suite 300, Austin, TX 78759 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Couch Hallum Financial Group | Austin | TX | 05/2008 | 12/2016 |
| Securities America, Inc. | Austin | TX | 05/2008 | 12/2016 |
| Per Stirling Capital Management, Llc | Austin | TX | 01/2017 | Present |
| Spicewood Oaks Advisors, Inc. | Austin | TX | 05/2008 | 03/2017 |
| B.B. Graham & Company, Inc. | Austin | TX | 01/2017 | Present |
1. MICHAEL MOORE -INSURANCE SALES - INVESTMENT RELATED - LOCATED AT 4900 SPICEWOOD SPRINGS RD., SUITE300, AUSTIN TX 78759 NATURE: SALE AND SERVICE OF FIXED INSURANCE PRODUCTS. NUMBER OF HOURS: 1 PER WEEK. ADDITIONAL OUTSIDE BUSINESS ACTIVITIES APPROVED BY PER STIRLING CAPITAL MANAGEMENT: 2. B.B. GRAHAM & COMPANY; INVESTMENT RELATED;4900 SPICEWOOD SPRINGS ROAD SUITE 300 AUSTIN, TX, USA, 78759, NATURE OF BUSINESS: BROKER DEALER, POSITION: REGISTERED REPRESENTATIVE, START DATE: 01/2017. ADDITIONAL OUTSIDE BUSINESS ACTIVITIES APPROVED BY B. B. GRAHAM & CO: 3. PER STIRLING CAPITAL MANAGEMENT; INVESTMENT RELATED; 4800 BEE CAVES ROAD, AUSTIN TX 78746; OPERATIONS SPECIALIST/INVESTMENT ADVISOR REPRESENTATIVE; START DATE: 01/2017; PROVIDE INVESTMENT MANAGEMENT SERVICES.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-12-04 |
| S65 | Uniform Investment Adviser Law Examination | 2017-08-07 |
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