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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2017-01-11
MO RA APPROVED 2012-12-06
KS RA APPROVED 2011-09-21
MI RA APPROVED 2010-05-12
TX RA APPROVED 2009-08-06
OH RA APPROVED 2009-08-05
  • NE RA
    APPROVED
    Since 2017-01-11
  • MO RA
    APPROVED
    Since 2012-12-06
  • KS RA
    APPROVED
    Since 2011-09-21
  • MI RA
    APPROVED
    Since 2010-05-12
  • TX RA
    APPROVED
    Since 2009-08-06
  • OH RA
    APPROVED
    Since 2009-08-05

Branch Locations

4801 Main St, Kansas City, MO 64112 • United States

Kansas City, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Farmington Hills MI 07/2008 Present
Other Businesses

I*75594 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: POA FOR PATRICK J MCANDREWS INVESTMENT RELATED: N ADDRESS OF BUSINESS: 4518 HOLLY ST, KANSAS CITY, MISSOURI 64111 NATURE OF BUSINESS: OTHER,NO BUSINESS STRUCTURE - HUSBAND/WIFE POSITION, TITLE, ASSOCIATION: OTHER, I AM PATRICK'S WIFE START DATE OF RELATIONSHIP: 9/21/2014 NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: POA FOR HUSBAND

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-01
  • S66 Uniform Combined State Law Examination
    2009-08-01
Other Names
  • Angela K Short

View on SEC IAPD

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