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Inactive

Marc Arthur Bautis

Bautis Financial, LLC

Montclair, NJ

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Current Employers
Bautis Financial, Llc

8 Hillside Ave Suite Ll1, Montclair, NJ 07042 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APP_PEND_IARCE 2026-01-01
NJ RA APP_PEND_IARCE 2026-01-01
NY RA APPROVED 2021-11-12
  • FL RA
    APP_PEND_IARCE
    Since 2026-01-01
  • NJ RA
    APP_PEND_IARCE
    Since 2026-01-01
  • NY RA
    APPROVED
    Since 2021-11-12

Branch Locations

8 Hillside Ave Suite Ll1, Montclair, NJ 07042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bautis Financial, Llc Hasbrouk Heights NJ 11/2008 Present
Previous Registrations
  • 2009-01-06 → 2010-12-31
    Bautis Financial, Llc
    Montclair, NJ
  • 2008-09-02 → 2008-11-19
    Quest Capital Strategies, Inc.
    Nutley, NJ
    Laguna Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-28
  • S66 Uniform Combined State Law Examination
    2008-08-28
Other Names
  • Marc Bautis

View on SEC IAPD

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RMR WEALTH BUILDERS, INC. · MONTCLAIR, NJ
ENCOMPASS MORE ASSET MANAGEMENT LLC · Montclair, NJ
KESTRA PRIVATE WEALTH SERVICES, LLC · Montclair, NJ
J.P. MORGAN SECURITIES LLC · MONTCLAIR, NJ
BOURNE LENT ASSET MANAGAMENT, INC. · Montclaire, NJ
ADVISORY SERVICES NETWORK · Montclair, NJ
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